SEC Develops Framework to Expand Retail Investor Access to Private Markets

The US Securities and Exchange Commission is drafting proposals to allow broader retail participation in private markets and permit advisers to charge performance fees to more clients.

5 Sept, 08:00 — 5 Sept, 08:00

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advisor-perspectivesMostly Factual12h ago

SEC Preps Plan to Widen Investor Access to Private Markets

The US Securities and Exchange Commission is eyeing a plan to expand access for retail investors to private markets and allow investment advisers to charge performance fees to a wider set of clients.

By Nicola White

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SEC Develops Framework to Expand Retail Investor Access to Private Markets

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SEC Preps Plan to Widen Investor Access to Private Markets

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